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Urban Heat Island & Climate Resiliency Participatory Planning & Action toolkit

Introduction

Urban Heat Island (UHI) effect is an emerging topic of academic research and public policy at the intersection of urban planning, public health, and environmental justice. This toolkit is designed for community advocates, civic leaders, public health professionals, planning officials, environmental activists, and anyone interested in facilitating citizen participation around UHI. In the first section of this toolkit, we will discuss UHI and its mitigation in the contexts of environmental justice, sustainability, citizen participation, and climate resiliency. Then we will discuss examples of citizen participation strategies for addressing UHI, starting with a case study of the Living with Heat Charrette and tips for recruitment, incentives, and communicating & disseminating results. Then we will provide overviews of strategies for citizen science, tactical urbanism, and built environment interventions. Next, we will shine a spotlight on Rotary International and review other case studies & best practices. Finally, we will provide a list of general resources and resources specific to Houston, Texas. This is a "living toolkit" and readers are encouraged to submit comments, suggestions, and additional resources via our contact information.

An urban heat island occurs when a city's built environment (dark pavement and roofing, impervious surfaces, lack of tree canopy) and human activity (pollution and exhaust) retain heat, creating areas of hotter temperature than their surroundings. Extreme heat causes more deaths than any other natural disaster.

As the following video from NOAA ClimateBits shows, cities can mitigate urban heat island effects by incorporating more pervious (porous) surfaces, green (vegetated) and reflective roofs, and tree cover:

Due to discriminatory race-based housing policies, formerly redlined neighborhoods experience greater land surface temperature than non-redlined neighborhoods. Despite contributing less to human-induced climate change, low-income and minority communities bear a greater burden of its deleterious effects.

Environmental Justice Principles

Robert Bullard, known as the "father of environmental justice," described the movement as "trying to address all of the inequities that result from human settlement, industrial facility siting and industrial development."

Delegates to the First National People of Color Environmental Leadership Summit held on October 24-27, 1991, in Washington DC, drafted and adopted 17 principles of Environmental Justice. The California Environmental Justice Alliance summarized the following environmental justice principles for policy implementation:

  • Prioritize and value prevention, human health, and improving quality of life.
  • Prioritize [vulnerable] communities
  • Meaningful community engagement
  • Responsiveness
  • Transparency
  • Accountability
  • Proactive partnerships

The 1995 Chicago heat wave increased public awareness of heat as an environmental justice issue. More than 700 people - the majority of whom were African-Americans, older adults, and low-income residents - died over the course of 5 days of record high temperatures:

Urban Heat Island effect has also been shown to be worse in formerly redlined neighborhoods:

Increasing UHI effect negatively impacts three pillars of sustainability: the environment, the human population, and the economy. Increasing temperatures and related climate impacts result in respiratory disease, decreased productivity, and increased heat related mortality, all of which strain our economy and diminish our quality of life.

Sustainability Principles

Resolution 42/187 of the United Nations General Assembly, published in 1987, defines sustainable development as "meeting the needs of the present without compromising the ability of future generations to meet their own needs."

In December 2017, the Paulson Institute published an in-depth guide on Sustainable Urban Planning Principles. The UK Government Sustainable Development Strategy lists five guiding principles:

  • Living within environmental limits
  • Ensuring a strong, healthy and just society
  • Achieving a sustainable economy
  • Promoting good governance
  • Using sound science responsibly

"Sustainable Design, Resilient Cities: The Inequities of Urban Heat" is part of Rice University's "Planet Now! Conversations in Environmental Studies" series:

Citizen participation is a process that empowers individuals and communities to influence public decision-making. The benefits of proper citizen participation are many: residents feel more invested in policy-making and service-delivery and governments improve their efficiency, accountability, and transparency.

Sherry Arnstein's Ladder of Citizen Participation describes the various levels of citizen agency, control, and power related to public decision making:

Citizen Participation Strategies

A number of tools and strategies can be used to support citizen participation around the issue of urban heat islands or other matters of climate resiliency. Here are a few examples (click on the links for "how to" guides):

  • Surveys: collect data on demographics, knowledge, attitudes, behaviors and open-ended feedback with written or online surveys.
  • Interviews: collect in-depth information with key informant interviews.
  • Public forum: a public forum or hearing may be a formal meeting for receiving testimony from the public at large on a local issue, or proposed government action.
  • Panel discussions: a live or virtual discussion about a specific topic amongst a selected group of panelists who share differing perspectives in front of a larger audience.
  • Roundtable discussions: A roundtable discussion is a conversation on a single topic held between a relatively small group of perhaps 8 to 10 people.
  • PhotoVoice: Photovoice is a process in which people – usually those with limited power due to poverty, language barriers, race, class, ethnicity, gender, culture, or other circumstances – use video and/or photo images to capture aspects of their environment and experiences and share them with others.
  • Community taskforces: once a need or problem is identified, a community taskforce or action committee can be formed comprised of community members and agencies that work toward resolving the problem.
  • Digital engagement tools: digital and online engagement tools can include interactive maps, project landing pages, idea walls, surveys, forums & more!
Climate resiliency is how well we adapt in response to changing climate conditions and their impacts, including including extreme weather events, flooding, wildfires, and urban heat island effects.

Climate Resiliency Strategies:

The following steps to address climate resiliency are adapted from the U.S. Climate Resilience Toolkit. Each of the steps can tracked using this Excel Spreadsheet.

  1. Explore Hazards: gather a team; check historical and future weather trends; and identify vulnerable assets

2. Assess Vulnerability & Risks: assess each asset’s vulnerability and estimate the risk to each asset

3. Investigate Options: consider appropriateness and feasibility of possible solutions for the highest risks and how others have responded to similar issues

4. Prioritize & Plan: evaluate costs, benefits, and capacity to accomplish each action and integrate the highest-value actions into a stepwise plan.

5. Take Action: monitor progress and impacts and disseminate results.

A charrette is a participatory planning process that brings together a diverse group of stakeholders (including residents, faith leaders, business owners, planners, designers policymakers, etc.) to collaborate and compromise on the design and implementation plan for a specific project.

Living With Heat Charrette

ULI Boston/New England convened a Living With Heat (LWH) charrette to develop strategies to deal with the immediate threats to communities during extreme heat events, as well as devise design solutions to mitigate the impact of the rising temperatures predicted by 2070.

Steps for Conducting a LWH Charrette:

  1. Preparation: determine scope, budget and schedule, and conduct stakeholder identificationproblem identification, baseline data development, SWOT analysis, and GIS mapping.
  2. Site selection: in addition to including prototypical examples of the UHI effect in various settings, try to select sites undergoing significant commercial and/or residential development or redevelopment as this represents a prime opportunity for offering recommendations for forming strategies to combat extreme heat in the near and long term.
  3. Team formation: for each site, assemble interdisciplinary teams of residents, business owners, church leaders, community advocates, and professionals with expertise in development, urban planning, landscape architecture, environmental justice and sustainability.
  4. Hold charrette: using community asset mapping, windshield/walking surveyprioritization mapping (dot voting), and other participating techniques, ask attendees to address the following questions: Who/what is at risk during extreme heat days? What is your vision for the site in the next 50 years (2070) What has been done to mitigate heat islands in your neighborhood? What resources do you currently use during heat events? Which UHI mitigation and adaptation strategies do you hope to see prioritized?
  5. Implementation & evaluation: develop interventions, put your solution into practicedetermine evaluation plan, and evaluate the initiative.
An implementation map for projects proposed during a Living With Heat charrette in Boston.

Be sure to check out Next City's list of 5 Ways Planners Get Charrettes Wrong to avoid some common pitfalls!

Recruitment for Citizen Participation

The following recruitment strategies can be used to increase citizen participation turnout:

  • Use existing leaders and members to recruit.
  • Partner with other organizations that have similar goals. People are more willing to come to an event or investigate volunteering if the invitation comes through a group they already know and trust.
  • Use multiple methods and media, including social media: Facebook, Twitter, Instagram, etc.
  • Target your recruitment to those most affected by the issue.
  • Personal contact (face-to-face, phone/video calls) is the most effective recruitment method.

Incentives for Citizen Participation

Best practices for citizen participation call for the use of incentives as a way to value participants' time and effort, considering that time spent on citizen participation is time away from work, family and other obligations. In addition, there may be costs associated with citizen participation, such as babysitting and transport. Consider how you can show gratitude and appreciation throughout the citizen participation process. Here are a few examples of possible incentives:

  • Catered meal(s) during the participatory meeting/process
  • Complementary accommodation (if they need to stay overnight)
  • Complementary childcare during meeting/process
  • Post-session happy hour or entertainment
  • Gift cards
  • Gas vouchers
  • Free tours/cruise
  • Free books/resources
  • Free "swag" (bag, sun visor, shirt, cellphone accessory, etc.)
  • Donation(s) to an organization of the participant's choice
  • Throw a party
  • Hold an awards ceremony
  • Honor community champions

Communicating and Disseminating Results

The following are ways to communicate and disseminate the results of your urban heat island citizen participation project(s) as part of an effective social marking campaign (click the links below for tips and examples):

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Information Channels

Spokespersons

  • Familiar figures: Clergy, local business leaders, youth leaders, citizen advocates, or respected elected officials.
  • Celebrities: Sports or other heroes (e.g., famous astronauts or scientists), musicians, actors, and elected officials.
  • Authority figures: CEOs, police chiefs, doctors, college professors, environmental scientists, the mayor or city council members.
Citizen Science is the practice of citizen participation and collaboration in scientific research in which citizens of all backgrounds can share and contribute to data monitoring, collection, and dissemination.

Citizen Science Strategies:

The following are steps for conducing a successful citizen science campaign (click the links for additional details):

  1. Scope Your Problem: know your tools, engage your stakeholders and participants, know where your project fits, and get approval.
  2. Design a Project: know your objectives, determine your resources, plan project management, and finalize logistics.
  3. Build a Community: know your community partners, engage your community, acknowledge achievements, and consider socio-cultural issues.
  4. Manage Your Data: acquire, process, analyze, share, and preserve data.
  5. Sustain and Improve: communicate effectively and evaluate the process and outcomes.

UHI Citizen Science Spotlight: 2020 Urban Heat Island Community Science Campaign with NOAA - during one of the hottest days of the year in each of the participating cities, citizen volunteers drive prescribed routes in the morning, afternoon, and evening with custom-engineered heat sensors mounted on their own cars, recording temperature and humidity, as well as the exact time and location along the route.

Houston in the News: Houston hosted CAPA Strategies' largest Heat Watch campaign of 2020:

For more information on how to conduct a heat watch campaign, check out CAPA Heat Watch:

Tactical Urbanism is a citizen-led approach to community development using short-term, low-cost, and scalable demonstration projects to promote long-term change on issues such as street safety, greenspace accessibility, or urban heat island mitigation.

Tactical Urbanism Strategies

Tactical urbanism projects can range from temporary demonstrations to semi-permanent interventions:

The following chart demonstrates the iterative approach to tactical urbanism project delivery:

Spotlight: 3rd Ward Chess Park is a tactical urbanism project in Houston that converted a barren, vacant lot into a shady, vegetated pocket park for residents to play chess.

Built Environment Intervention Strategies

The following are built environment strategies for urban heat island mitigation and adaptation (click on the links for more information about their use, installation, and benefits):

SpotlightBeat the Heat is a map of places in Houston where people can visit to stay cool, such as libraries, pools, and community centers. It also displays a layer showing a model simulation of the average summer high temperatures.

Spotlight on Rotary International

With over 35,000 clubs and 1.2 million members, Rotary International is the world's leading service organization. Through advocacy by the Environmental Sustainability Rotarian Action Group (ESRAG), coordinated efforts of a worldwide network of Rotary Climate Action Teams, and innovative partnerships with UN Environment, Peace CorpsNewGen Peacebuilders and Footprint App, Rotarians are leading by example in reducing their carbon footprint, increasing their climate resiliency, and cooling down their cities and planet. Visit the following links for more information:

Case Studies & Best Practices

Chicago's Green Infrastructure Initiative

New York City's CoolRoofs Program

Additional Resources (General)

Additional Resources (Houston)

Houston, Texas, is leading the way in addressing climate resiliency. Mayor Sylvester Turner is co-chair of Climate Mayors and Houston is a member of C40, a global network of large cities taking action to address climate change.

  • Houston Harris Heat Action Team (H3AT): a diverse team of stakeholders working to map and address urban heat island effects in Houston.
  • Resilient Houston: a framework for collective action to mitigate flooding risk and improve climate readiness.
  • Houston Climate Action Plan: a science-based, community-driven plan to reduce greenhouse gas emissions, achieve carbon neutrality, and lead the global energy transition.
  • Houston Advanced Research Center: a nonprofit research hub providing independent analysis on energy, air, and water issues to people seeking scientific answers.
  • Cool Houston Plan: a 2004 plan for built environment interventions to reduce urban heat, including painting roofs, adding green roofs, using cool paving, and spearheading city-wide strategic tree planting.
  • Houston Cool Roof Guidelines: guidelines from Houston Public Works.

Contact Information

For more information or to reach out with any questions/concerns, fell free to contact Ed Pettitt at edpettitt@gmail.com.

Recommended Citations

Chicago: Pettitt, Edward. 2020. "Urban Heat Islands and Climate Resiliency: A Citizen Participation Toolkit." Adobe Spark. Last modified October 6, 2020. https://spark.adobe.com/page/sKFNMnyLabksG/.

APA: Pettitt, E. (2020, October 6). Urban Heat Islands and Climate Resiliency: A Citizen Participation Toolkit. Adobe Spark. https://spark.adobe.com/page/sKFNMnyLabksG/

MLA: Pettitt, Edward. "Urban Heat Islands and Climate Resiliency: A Citizen Participation Toolkit." Adobe Spark, 6 Oct. 2020, https://spark.adobe.com/page/sKFNMnyLabksG/.

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