William Owen Logan CAMS CV


Fraud Detection and Risk Analysis--Case Analyst

Analyzing customer accounts within the framework of multiple platforms and mitigate financial risk to the depository institution. Experienced with banking tools: Hogan, Actimize, LexisNexis, Early Warning Technology System, View-Direct and CMW FACTS. Determine patterns of fraud over certain areas, and break down larger criminal rings responsible for fraud activity. Identify and trace any suspicious or high-risk transactions, determine if there is improper activity involved, and determine if there is any risk to the bank or its customers.

SIU/AML Senior Compliance Analyst

Analyzing financial statements and data within the framework of multiple platforms and products for complex investigations. Experienced with AML tools: Banker’s Toolbox (BAM), Actimize, InterAct, Thomson-Reuters CLEAR, ISResearch and LexisNexis World-Check. Monitoring of suspect accounts of money laundering pursuant to the Bank Secrecy Act and USA PATRIOT Act Filed Suspicious Activity Reports (SAR) with FinCEN. Responded to 314(a) and (b) requests. Adherence to strict Customer Due Diligence (CDD), Know Your Customer (KYC) and Enhanced Due Diligence (EDD) policies and procedures.

Seneca Gaming Authority

Background/Gaming Investigator

Background Investigator experienced in screening of applicants for a corporation of over 4000 employees. Conducted highly confidential investigations while working with audit team to report all fraudulent activity. Verification of employee and vendor applications addressing a highly diverse cliental base. Assembled documentation for submission to the New York State Gaming Commission for licensing processing. Special investigations under the supervision of tribal gaming commission Executive Director for reporting to the Seneca Gaming Authority Commissioners.

Potawatomi Casino

Lead Title 31 Compliance Officer

The Bank Secrecy Act (“BSA”) Compliance Officer overseeing all semiannual training, risk assessments and regulatory audits for the financial Institution employing over 3000 employees. Responsible for the filing of Title 31 reports to the United States Department of the Treasury’s FinCEN. Reported directly to the Director of Compliance all findings related to Suspicious Activity ((SAR) investigations. Responsible for assessing risk and the organization’s Standard Operating Procedures. Managed all batch Currency Transaction Report CTR) filings

Compliance Administrator

In the absence of the Director of Compliance, facilitated compliance, audit and security meetings, spearheading rescponse from senior management. Conducted periodic quarterly/annual reports of data using pivot tables, concise narratives and pivot charts from several sources. Administered the full lifecycle of regulatory audits, corporate internal audits and policies and procedures. Prepared reports for the Board of Directors and Gaming Commission. Worked as the custodian of all of the organization’s policies and procedures under the Risk, Compliance and Legal department.

Seneca Gaming Authority

Lead Inspector

Managed in the absence of the Site Manager for a 10 Inspectors and gaming operation. Identified issues related to internal controls through findings of compliance field audits. Supervised inter-departmental transfer of assets ensuing controls are properly maintained. Ensured the compliance with Class III Minimum Internal Control Standards and Class II Tribal Internal Control Standards. Reported any deficiency to senior management for review and response.

Samples of Work

Know Your Customer
Stakeholders BSA
Game Protection
Internal Audit
AML Compliance
Promotion lifecycle
Counterfeit Detection

William Owen Logan



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